2024 Exchange act rule 13a-14

Exchange act rule 13a-14

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August undefined, 2024

WebEach principal executive and principal financial officer of the issuer (or equivalent thereof) must sign a certification. This requirement may be satisfied by a single … WebLII. Electronic Code of Federal Regulations (e-CFR) Title 17 - Commodity and Securities Exchanges. CHAPTER II - SECURITIES AND EXCHANGE COMMISSION. PART 240 - …

RULE 13a-14(a) CERTIFICATION OF CHIEF EXECUTIVE OFFICER

Webthe certiﬁ cations required by Rule 13a-14 (17 CFR 240.13a-14) or Rule 15d-14 (17 CFR 240.15d-14). (f) A foreign private issuer that is a smaller reporting company, as deﬁ ned in Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2), may not use the scaled disclosure requirements in Regulation S-X and Regulation S-K WebJul 21, 2024 · Greene also is found to have violated the certification provisions of Exchange Act Rule 13a-14. Without admitting or denying the order’s findings, Tandy and Greene each consented to cease and desist from further committing or causing these violations and pay civil money penalties of $200,000 and $25,000, respectively. snacks to take to a parade

Final Rule: Management

WebJune 14, 1996; 70 FR 1622, Jan. 7, 2005; 73 FR 978, Jan. 4, 2008] §240.15d–14 Certification of disclosure in annual and quarterly reports. (a) Each report, including transition reports, filed on Form 10–Q, Form 10–K, Form 20–F or Form 40–F (§249.308a, §249.310, §249.220f or §249.240f of this chapter) under section 15(d) of the Act WebCERTIFICATION PURSUANT TO RULE 13A-14(a) OF THE SECURITIES. EXCHANGE ACT OF 1934, AS ADOPTED PURSUANT TO SECTION. 302 OF THE SARBANES OXLEY ACT OF 2002 . I, Joseph C. Passalaqua, certify that: 1.I have reviewed this Form 10-Q for the three months ended September 30, 2024 of Petro USA, Inc. formerly All State … WebApr 14, 2024 · The SEC charged that the company violated Exchange Action section 10(b) and Rule 10b-5, Securities Act Section 17(a), and Section 13(a) of the Exchange Act … rm thermostat\u0027s

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WebCERTIFICATION PURSUANT TO RULE 13a-14 AND 15d-14 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED I, Michael A. Farlekas, certify that: 1. I have reviewed this Annual Report on Form 10-K/A for the fiscal year ended December 31, 2024 of E2open Parent Holdings, Inc.; 2. WebPromulgated pursuant to SOX Section 302, Exchange Act Rule 13a-14 provides that each report filed on Forms 10-Q, 10-K, 20-F or 40-F must include a certification signed by the issuer’s CEO and CFO, “or persons ... under Rule 13a-14 for alleged participation in a * Joseph M. McLaughlin is a Partner and Yafit Cohn is an Associate at Simpson ... snacks to take to school party snacks to you log in

"WebFeb 21, 2003 · The Commission adopted Exchange Act Rules 13a-14 and 15d-14 to require asset-backed issuers, as defined in each of those rules, to provide a signed certification addressing: review by the certifying officer of the annual report and other reports containing distribution information for the period covered by the annual report; " - Exchange act rule 13a-14

Exchange act rule 13a-14

The U.S. Court of Appeals for the Ninth Circuit Interprets Rule …

WebFeb 10, 2024 · Under Section 13 of the Exchange Act, reports made to the U.S. Securities and Exchange Commission (the “ SEC ”) are filed on Schedule 13D, Schedule 13G, Form 13F, and Form 13H, each of which is discussed in more detail below. A securities firm (and, in some cases, its parent company or other control persons) generally will have a … WebNomenclature changes to part 240 appear at 57 FR 36501, Aug. 13, 1992, and 57 FR 47409, Oct. 16, 1992. In §§ 240.0-1 to 240.24b-3, the numbers to the right of the decimal point correspond with the respective rule numbers of the rules and regulations under the Securities Exchange Act of 1934.

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Webof securities registered pursuant to Exchange Act Section 12 to file with the Commission current and accurate information in periodic reports, even if the registration is voluntary under Section 12(g). Specifically, Rule 13a-1 requires issuers to file annual reports, and Rule 13a-13 requires domestic issuers to file quarterly reports. 4. WebCERTIFICATION PURSUANT TO RULE 13A-14 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED (SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002) I, George Wimbish, the Chief Executive Officer, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Mobile Area Networks, Inc.; 2.

Web(2) Provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the issuer are being made only in accordance with authorizations of management and directors of the issuer; and WebApr 14, 2024 · The SEC charged that the company violated Exchange Action section 10(b) and Rule 10b-5, Securities Act Section 17(a), and Section 13(a) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-16 (in connection with its Forms 20-F and 6-K). The SEC requested a permanent injunction, disgorgement and civil monetary penalties.

WebRule 13a-13 — Quarterly reports on Form 10-Q (§249.308a of this chapter). Rule 13a-14 — Certification of disclosure in annual and quarterly reports. Rule 13a-15 — Controls … WebDec 28, 2024 · Registrants with a class of securities registered under Section 12(b) or Section 12(g) of the Securities Exchange Act of 1934 (“Exchange Act”) are subject to …

WebJan 27, 2024 · Answer: The fee rates (as adjusted annually) under Exchange Act Section 13 (e) and Section 14 (g) apply to repurchases of securities and to proxy solicitations and statements in corporate control transactions, respectively. The fee rates set … Order Granting Temporary Conditional Exemptive Relief Pursuant to Section 36 …

WebNov 15, 2024 · PURSUANT TO RULE 13A-14 (A) UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Humphrey P. Polanen, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Deep Medicine Acquisition Corp.; 2. snacks to usWebexception of Exchange Act Rule 15c2-11(f)(3). Frederick Brewing Co. (CIK No. 926978) is a Maryland corporation located in Frederick, ... As a result of the foregoing, these four Respondents failed to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder. 3 IT IS ORDERED THAT, pursuant to Section 12(j) of the Securities ... rm they\\u0027dWebSUMMARY:As directed by Section 404 of the Sarbanes-Oxley Act of 2002, we are adopting rules requiring companies subject to the reporting requirements of the Securities Exchange Act of 1934, other than registered investment companies, to include in their annual reports a report of management on the company's internal control over financial … snacks to take to tballWebJul 14, 2024 · Exchange Act Rule 14a-2(b)(6) Section 14(a) of the Exchange Act subjects any solicitation of proxies in connection with securities that are registered under Section … snacks toysWebFeb 25, 2011 · Rules 13a-14(a) or 15d-14(a) under the Securities Exchange Act of 1934, as Amended . I, Keith S. Sherin, certify that: 1. ... and internal control over financial … snacks to take to theme parksWebMar 6, 2015 · CERTIFICATION REQUIRED BY RULE 13a-14 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 CERTIFICATION OF CHIEF EXECUTIVE OFFICER I, Daniel P. Dyer, certify that: 1. I have reviewed this annual report on Form 10-K of Marlin Business Services Corp.; 2. snack st raphaelWebView Title 17 Section 240.13a-14 PDF; These links go to the official, published CFR, which is updated annually. As a result, it may not include the most recent changes applied to … snacks to the gre exam