WebRule 13d-1 (d) - Exempt Investors under Section 13 (d) (6) (A) or (B) of the Securities Exchange Act of 1934, or because the beneficial ownership was acquired before … WebJun 8, 2024 · Essentially, a Schedule 13D Filing is a required document which must be filed to the SEC by any investor or entity which acquires more than 5% of a company’s ownership stake and intends to use their …
Schedule 13G and Schedule 13D SEC EDGAR Filings - Securex …
WebFORM SC 13D Saba Capital Management, L.P.: Form SC 13D - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* MFS HIGH YIELD MUNICIPAL TRUST (Name of Issuer) Common Shares, No par value (Title of … WebApr 4, 2024 · (Form: SC 13D/A, Received: 04/07/2024 11:05:11) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 4) AMC Entertainment Holdings, Inc. (Name of Issuer) AMC Preferred Equity Units, each constituting a depositary share representing a … she on fire willy william
A LITTLE LETTER, A BIG DIFFERENCE: AN EMPIRICAL INQUIRY …
WebAug 11, 2011 · Schedule 13D We know that when an investor acquires more than 5% of a class of publicly traded securities (most often stock), that person has 10 days in which to alert the SEC via a Schedule 13D. The idea behind the filing is to let other investors know that someone has taken a meaningful ownership stake in a security. WebFORM SC 13D/A Saba Capital Management, L.P.: Form SC 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* FIRST TRUST ENERGY INFRASTRUCTURE FUND (Name of … WebCloseA Schedule 13G is a short-form filing that can be utilized if an investor holds a beneficial ownership interest passively, with no intent to change control of the company. 44See infra section I.B (discussing information required under each regulatory filing). spray painting the hairline